Compliance y tecnología

  • Romina del Carmen Olivera
Keywords: Compliance ; Technology ; Regulation ; RegTech ; FinTech

Abstract

 This paper analyzes how technology has transformed the compliance function. 

References

Barberis, J., Arner, D. W., Buckley, R. P. (2017). FinTech, RegTech, and the Reconceptualization of Financial Regulation. Northwestern journal of international law & business, p. 371.

Barberis, J., Arner, D. W., Buckley, R. P. (2019). The Regtech Book. Wiley.

Cedeño Brea, E. (2020). El uso de las nuevas tecnologías para el cumplimiento normativo. En Gurrea Martínez, A. y Remolina, N., (Directores), Fintech, Regtech y Legaltech: Fundamentos y Desafíos Regulatorios, Tirant lo blanch (p. 357).

Cohen, B. A. (2019). Boosting Compliance through Technology. Pennsylvania CPA Journal. p. 22-23.

Burt, A. (2020). An Interview with Andrew Burt. Georgetown journal of international affairs. p. 44-48.

Del Campo De los Santos, A., De la Mata, M. C., Sanz Días, C., Ruiz Zorrilla, J. I., Cladellas Rojals, J., Cuevas Díaz, S., García-Vega Redondo, R., Hernández Pérez, E., Llamera Sánchez, S., López-Aranguren Velarde, P., Olivié Martínez Peñalver, T. Olmo, J. P. (2020). Naturaleza y alcance de la función de cumplimiento. En Santa Lorenzo, M. (Directora), Guía Práctica de Compliance Internacional, Thomson Reuters Aranzadi (p. 40).

Leo Castela, J. I. (2021). Gestión de Riesgos Legales y Compliance Corporativo. Tirant lo blanch. Real Academia Española. (s.f.). Cumplimiento. En Diccionario de la Real Academia Española, recuperado de https://dle.rae.es/cumplimiento

Cambridge Dictionary. (s.f.). Compliance. En Cambridge Dictionary, recuperado de https://dictionary.cambridge.org/es/diccionario/ingles/compliance Asociación Española de Compliance. Libro Blanco sobre la Función de Compliance (s.f.). recuperado de https://www.asociacioncompliance.com/wp-content/uploads/2017/08/Libro-Blanco-Compliance-ASCOM.pdf

Cambridge Centre for Alternative Finance. The Global Regtech Industry Benchmark Report (2019). https://www.jbs.cam.ac.uk/wp-content/uploads/2020/08/2019-12-ccaf-global-regtech-benchmarking-report.pdf Institute of International Finance (s.f.), recuperado de https://www.iif.com/Innovation/Regtech

Financial Conduct Authority. Call for input: Supporting the Development and Adoption of Regtech (2015). https://www.fca.org.uk/publication/call-for-input/regtech-call-for-input.pdf

Banco Mundial. La Agenda de Bali sobre Tecnofinanzas: Una guía para sacar provecho de las oportunidades que ofrecen las tecnofinanzas (2018). https://www.bancomundial.org/es/news/press-release/2018/10/11/bali-fintech-agenda-a-blueprint-for-successfully-harnessing-fintechs-opportunities

United Nations Secretary General´s Special Advocate for Inclusive Finance for Development and Cambridge Centre for Alternative Finance. Early Lessons on Regulatory Innovations to enable Inclusive Fintech: Innovation Offices, Regulatory Sandboxes and Regtech. (2019). https://www.jbs.cam.ac.uk/faculty-research/centres/alternative-finance/publications/early-lessons-on-regulatory-innovation-to-enable-inclusive-fintech/#.YiUlhWjMLIU

Organización de las Naciones Unidas (s.f.), recuperado de: https://www.un.org/sustainabledevelopment/es/2015/09/la-asamblea-general-adopta-la-agenda-2030-para-el-desarrollo-sostenible/ Financial Action Task Force. FATF Fintech and Regtech Forum 2017. (2017). https://www.fatf-gafi.org/publications/fatfgeneral/documents/fatf-fintech-regtech-forum-may-2017.html

Financial Action Task Force. Opportunities and Challenges of New Technologies for AML & CFT. (2021). https://www.fatf-gafi.org/publications/ fatfrecommendations/documents/opportunities-challenges-new-technologies-for-aml-cft.html

Transactie Monitoring Nederland (s.f.), recuperado de https://tmnl.nl/summary-eng/ Bank of England. Future of Finance. (2019). https://www.bankofengland.co.uk/-/media/boe/files/report/2019/future-of-finance-report.pdf?la=en&hash=828A3E3D1517ABFE231FAA28034F6D7B0C63A097

Financial Conduct Authority. Tech Sprints. (2017). https://www.fca.org.uk/firms/innovation/regtech/techsprints

Published
2023-04-05
How to Cite
del Carmen Olivera, R. (2023). Compliance y tecnología. Cuadernos Del Centro De Estudios De Diseño Y Comunicación, (181). https://doi.org/10.18682/cdc.vi181.9246